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The Resource Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

Label
Understanding securities law
Title
Understanding securities law
Statement of responsibility
Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University
Creator
Author
Subject
Genre
Language
eng
Member of
Cataloging source
DLC
http://library.link/vocab/creatorName
Steinberg, Marc I
Dewey number
346.73/0666
Index
index present
LC call number
KF1440
LC item number
.S74 2014
Literary form
non fiction
Nature of contents
bibliography
Series statement
The Understanding series
http://library.link/vocab/subjectName
  • United States.
  • United States.
  • Securities
Label
Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University
Instantiates
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement
Control code
869066607
Dimensions
25 cm.
Edition
Sixth Edition.
Extent
xxv, 520, 11, 3, 7 pages
Isbn
9781422482223
Lccn
2014002285
Media category
unmediated
Media MARC source
rdamedia
System control number
(OCoLC)869066607
Label
Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement
Control code
869066607
Dimensions
25 cm.
Edition
Sixth Edition.
Extent
xxv, 520, 11, 3, 7 pages
Isbn
9781422482223
Lccn
2014002285
Media category
unmediated
Media MARC source
rdamedia
System control number
(OCoLC)869066607

Library Locations

    • Leon E. Bloch Law LibraryBorrow it
      500 E. 52nd Street, Kansas City, MO, 64110, US
      39.032488 -94.581967
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