Coverart for item
The Resource How to Keep from Going Broke with a Broker : A Guide to Opening, Maintaining and Surviving Your Brokerage Account

How to Keep from Going Broke with a Broker : A Guide to Opening, Maintaining and Surviving Your Brokerage Account

Label
How to Keep from Going Broke with a Broker : A Guide to Opening, Maintaining and Surviving Your Brokerage Account
Title
How to Keep from Going Broke with a Broker
Title remainder
A Guide to Opening, Maintaining and Surviving Your Brokerage Account
Creator
Subject
Language
eng
Cataloging source
MiAaPQ
http://library.link/vocab/creatorName
Lewins, Richard
Dewey number
332.62
LC call number
KF1071
Literary form
non fiction
Nature of contents
dictionaries
http://library.link/vocab/subjectName
  • Brokers
  • Finance, Personal
  • Financial planners
  • Investment advisors
  • Stockbrokers
Label
How to Keep from Going Broke with a Broker : A Guide to Opening, Maintaining and Surviving Your Brokerage Account
Instantiates
Publication
Copyright
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Dedication -- Introduction -- 1. Do I Need a Broker? -- 2. Types of Brokers and Brokerage Accounts -- Full Service vs. Discount -- Fee-only Financial Planner -- Index Funds -- 3. How Do I Choose a Broker? -- Referral -- Responding to a Cold Call -- Attend a Seminar -- Walk in -- Place a Cold Call Yourself -- Affinity Group -- Other Considerations -- History of Complaints -- Large Firm vs. Small Firm -- Support Staff -- 4. What Should I Expect from My Broker? -- Full Disclosure -- Suitable Recommendations -- Tell You What You Need to Know, Not What You Want to Hear -- Independent, Unbiased Research -- Communication -- 5. The Importance of Documents and Documents of Importance -- New Account Form -- Account Verification Form -- Questionnaires -- Margin and Option Agreements -- Discretionary Authorization Form -- Confirmations and Statements -- "Happiness" Letters -- 6. How Can I Avoid Problems? -- Things You Say That Come Back to Haunt You -- Things That Brokers Say That Come Back to Haunt Them -- Note-taking and Correspondence -- 7. Dealing with Problems -- Put it in Writing -- Arbitration -- Do I Have a Good Case? -- Describing Arbitration -- Costs -- Do I Need an Attorney? -- Arbitrator Selection -- Discovery -- Settlement Negotiations -- The Hearing -- Expert Witnesses -- 8. Ponzi Schemes -- 9. Selling Away -- Conclusion
Control code
UMKCLawddaEBC783982
Dimensions
unknown
Edition
1st ed.
Extent
1 online resource (95 pages)
Form of item
online
Isbn
9781935098959
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Note
UMKC Law: DDA record.
Sound
unknown sound
Specific material designation
remote
System control number
  • (MiAaPQ)EBC783982
  • (Au-PeEL)EBL783982
  • (CaPaEBR)ebr-1
  • (OCoLC)782875568
Label
How to Keep from Going Broke with a Broker : A Guide to Opening, Maintaining and Surviving Your Brokerage Account
Publication
Copyright
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Dedication -- Introduction -- 1. Do I Need a Broker? -- 2. Types of Brokers and Brokerage Accounts -- Full Service vs. Discount -- Fee-only Financial Planner -- Index Funds -- 3. How Do I Choose a Broker? -- Referral -- Responding to a Cold Call -- Attend a Seminar -- Walk in -- Place a Cold Call Yourself -- Affinity Group -- Other Considerations -- History of Complaints -- Large Firm vs. Small Firm -- Support Staff -- 4. What Should I Expect from My Broker? -- Full Disclosure -- Suitable Recommendations -- Tell You What You Need to Know, Not What You Want to Hear -- Independent, Unbiased Research -- Communication -- 5. The Importance of Documents and Documents of Importance -- New Account Form -- Account Verification Form -- Questionnaires -- Margin and Option Agreements -- Discretionary Authorization Form -- Confirmations and Statements -- "Happiness" Letters -- 6. How Can I Avoid Problems? -- Things You Say That Come Back to Haunt You -- Things That Brokers Say That Come Back to Haunt Them -- Note-taking and Correspondence -- 7. Dealing with Problems -- Put it in Writing -- Arbitration -- Do I Have a Good Case? -- Describing Arbitration -- Costs -- Do I Need an Attorney? -- Arbitrator Selection -- Discovery -- Settlement Negotiations -- The Hearing -- Expert Witnesses -- 8. Ponzi Schemes -- 9. Selling Away -- Conclusion
Control code
UMKCLawddaEBC783982
Dimensions
unknown
Edition
1st ed.
Extent
1 online resource (95 pages)
Form of item
online
Isbn
9781935098959
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Note
UMKC Law: DDA record.
Sound
unknown sound
Specific material designation
remote
System control number
  • (MiAaPQ)EBC783982
  • (Au-PeEL)EBL783982
  • (CaPaEBR)ebr-1
  • (OCoLC)782875568

Library Locations

    • Leon E. Bloch Law LibraryBorrow it
      500 E. 52nd Street, Kansas City, MO, 64110, US
      39.032488 -94.581967
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